Independent Financial Advisor Job | High Payouts & Low Fees

Are you a financial advisor seeking independence and control over your career? If you’re tired of the pressure from demanding broker/dealers and yearn for flexibility and support in your work, this could be the perfect opportunity for you. Stone Hendricks Group is working with a well-established boutique financial firm that’s offering experienced financial advisors the freedom they desire without the stress of a rigid corporate structure.

With over 34 years of industry expertise and a nationwide network, our client provides unmatched support to help investment advisor representatives and traditional brokers grow their business and maintain work-life balance.

Why Choose This Boutique Firm?

This firm isn’t your typical high-pressure environment. It’s built to support financial advisors like you, offering a low-stress atmosphere while delivering the tools and resources needed to thrive. Here’s why joining this firm could be the best decision for your career:

1. High Payouts and Low Fees

• Earn up to 90% of gross commissions/advisory fees, allowing you to maximize your earnings.
• Benefit from low monthly fees with no hidden costs, ensuring transparency and cost efficiency.

2. Direct Access to Senior Management

• Unlike larger firms, this boutique firm offers on-demand access to senior management, ensuring you get the guidance and support you need to succeed.
• Collaborate with strategic partners to tailor services and products to your clients.

3. Advanced Technology

• Utilize a state-of-the-art single sign-on platform to manage all client services. This simplifies daily tasks and helps you focus on client relationships rather than admin work.
• The firm partners with a top-tier clearing and custody firm, ensuring secure and reliable operations.

4. Experienced Operations Support

• Receive dedicated assistance from an experienced operations staff who can help streamline back-office tasks, allowing you to focus on client services and growing your business.

5. Succession Planning

• One of the standout benefits of this firm is the in-house succession planning program, where you have the opportunity to assume an existing book of business from senior representatives. This provides you with an immediate revenue stream and a chance to grow your portfolio.

Key Responsibilities of the Role

As a Financial Advisor at this boutique firm, your main focus will be on delivering tailored investment advice and services to individuals and businesses. Here’s a breakdown of your day-to-day duties:

• Investment Services: Buy and sell stocks, bonds, mutual funds, and CDs, providing a full spectrum of financial services to clients.
• Client Profiles: Assess and analyze clients’ investor profiles, risk propensities, and financial objectives.
• Customized Investment Strategies: Develop personalized investment strategies using the firm’s top-tier advisory program.
• Business Growth: Utilize the firm’s advanced technology to scale your business and meet growth goals.
• Product Knowledge: Stay up-to-date with the latest financial products and services, ensuring you provide clients with the best possible advice.

Requirements to Join the Team

This firm is looking for experienced financial advisors who are ready to hit the ground running. Here are the key qualifications:

• Series 7 License: Required to sell a wide range of securities to retail investors.
• Series 65 License: Preferred, allowing you to act as a registered investment advisor.
• Clean Record: You must have a satisfactory disciplinary and employment history.
• Current Book of Business: Essential to have an established portfolio to join the team.

Take Control of Your Career

At Stone Hendricks Group, we specialize in connecting talented financial professionals with boutique firms that offer the flexibility, support, and compensation they deserve. If you’re ready to leave behind the pressures of traditional broker/dealers and explore a more fulfilling path, this could be the perfect opportunity for you.

Join a firm that offers high payouts, low fees, and the chance to work independently with full support. Whether you’re an investment advisor representative or a traditional broker, this role provides a supportive environment where you can focus on what matters most—helping your clients achieve their financial goals.

Compensation and Benefits

• Base Salary: Starting at $50,000 with the potential to earn up to 90% of gross commissions/advisory fees.
• First-Year Guarantee: A guaranteed minimum of $100,000 in the first year.
• Earnings Potential: Advisors in similar positions often earn more than $200,000 annually.
• Annual Conference: Fully paid attendance at the firm’s annual conference, providing networking and professional development opportunities.

Ready to Make a Move?

Take the next step toward career independence with the support of an established boutique firm. Contact Stone Hendricks Group to learn more about this exciting opportunity and how it can help you grow your business while enjoying the work-life balance you deserve.